PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,461,000 Value ($000) $1,463 Avg Close — Range —
Q2 2017
Shares 1,447,000 Value ($000) $1,456 Avg Close — Range —
Q1 2017
Shares 1,448,000 Value ($000) $1,467 Avg Close — Range —
Q4 2016
Shares 2,297,000 Value ($000) $2,349 Avg Close — Range —
Q3 2016
Shares 2,259,000 Value ($000) $2,312 Avg Close — Range —
Q2 2016
Shares 2,077,000 Value ($000) $2,104 Avg Close — Range —
Q1 2016
Shares 1,843,000 Value ($000) $1,773 Avg Close — Range —
Q4 2015
Shares 1,828,000 Value ($000) $1,812 Avg Close — Range —
Q1 2014
Shares 1,000,000 Value ($000) $1,048 Avg Close — Range —