PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 45,000 Value ($000) $4,500 Avg Close — Range —
Q2 2017
Shares 45,000 Value ($000) $45 Avg Close — Range —
Q1 2017
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q4 2016
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q3 2016
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q2 2016
Shares 35,000 Value ($000) $35 Avg Close — Range —
Q1 2016
Shares 35,000 Value ($000) $34 Avg Close — Range —
Q4 2015
Shares 35,000 Value ($000) $34 Avg Close — Range —
Q3 2015
Shares 35,000 Value ($000) $34 Avg Close — Range —