PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 3,213,000 Value ($000) $3,384 Avg Close — Range —
Q4 2013
Shares 4,213,000 Value ($000) $4,453 Avg Close — Range —
Q3 2013
Shares 4,213,000 Value ($000) $4,355 Avg Close — Range —
Q2 2013
Shares 4,200,000 Value ($000) $4,373 Avg Close — Range —