PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 221,000 Value ($000) $232 Avg Close — Range —
Q4 2013
Shares 800,000 Value ($000) $841 Avg Close — Range —