PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

WESTWOOD HOLDINGS GROUP INC's Holding History (CIK: 0001165002)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,000,000 Value ($000) $5,105 Avg Close — Range —
Q3 2016
Shares 5,000,000 Value ($000) $5,109 Avg Close — Range —