PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Radcliffe Capital Management, L.P.'s Holding History (CIK: 0001218275)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 4,949,000 Value ($000) $4,966 Avg Close — Range —
Q2 2017
Shares 4,949,000 Value ($000) $5,002 Avg Close — Range —
Q1 2017
Shares 30,686,000 Value ($000) $31,114 Avg Close — Range —
Q4 2016
Shares 27,934,000 Value ($000) $28,528 Avg Close — Range —
Q3 2016
Shares 26,934,000 Value ($000) $27,637 Avg Close — Range —
Q2 2016
Shares 28,311,000 Value ($000) $28,791 Avg Close — Range —
Q1 2016
Shares 28,311,000 Value ($000) $27,623 Avg Close — Range —
Q4 2015
Shares 21,488,000 Value ($000) $21,306 Avg Close — Range —
Q3 2015
Shares 16,488,000 Value ($000) $16,516 Avg Close — Range —
Q2 2015
Shares 16,488,000 Value ($000) $16,670 Avg Close — Range —
Q1 2015
Shares 16,488,000 Value ($000) $16,787 Avg Close — Range —
Q4 2014
Shares 10,414,000 Value ($000) $10,395 Avg Close — Range —
Q3 2014
Shares 221,000 Value ($000) $228 Avg Close — Range —
Q2 2014
Shares 221,000 Value ($000) $231 Avg Close — Range —