PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 500,000 Value ($000) $524 Avg Close — Range —
Q3 2013
Shares 500,000 Value ($000) $537 Avg Close — Range —
Q2 2013
Shares 500,000 Value ($000) $519 Avg Close — Range —