PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

REGIONS FINANCIAL CORP's Holding History (CIK: 0001281761)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 890,000 Value ($000) $915 Avg Close — Range —
Q2 2014
Shares 890,000 Value ($000) $931 Avg Close — Range —
Q1 2014
Shares 744,000 Value ($000) $787 Avg Close — Range —