PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 240,000 Value ($000) $241 Avg Close — Range —
Q2 2017
Shares 240,000 Value ($000) $242 Avg Close — Range —
Q1 2017
Shares 240,000 Value ($000) $243 Avg Close — Range —
Q4 2016
Shares 240,000 Value ($000) $244 Avg Close — Range —
Q3 2016
Shares 240,000 Value ($000) $245 Avg Close — Range —
Q2 2016
Shares 240,000 Value ($000) $243 Avg Close — Range —
Q1 2016
Shares 240,000 Value ($000) $235 Avg Close — Range —
Q4 2015
Shares 245,000 Value ($000) $242 Avg Close — Range —
Q3 2015
Shares 250,000 Value ($000) $250 Avg Close — Range —
Q2 2015
Shares 260,000 Value ($000) $261 Avg Close — Range —
Q1 2015
Shares 265,000 Value ($000) $270 Avg Close — Range —
Q4 2014
Shares 265,000 Value ($000) $264 Avg Close — Range —
Q3 2014
Shares 270,000 Value ($000) $277 Avg Close — Range —
Q2 2014
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q1 2014
Shares 10,000 Value ($000) $11 Avg Close — Range —