PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Kohlberg Kravis Roberts & Co. L.P.'s Holding History (CIK: 0001399770)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,000,000 Value ($000) $1,033 Avg Close — Range —
Q2 2014
Shares 1,000,000 Value ($000) $1,051 Avg Close — Range —