PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

ENVESTNET ASSET MANAGEMENT INC's Holding History (CIK: 0001407543)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 8,000 Value ($000) $8 Avg Close — Range —
Q2 2016
Shares 6,000 Value ($000) $6 Avg Close — Range —