PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Pinnacle Holdings, LLC's Holding History (CIK: 0001411784)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 2,159,000 Value ($000) $2,164,937 Avg Close — Range —
Q2 2017
Shares 2,179,000 Value ($000) $2,196,650 Avg Close — Range —
Q1 2017
Shares 2,229,000 Value ($000) $2,254,188 Avg Close — Range —
Q4 2016
Shares 2,209,000 Value ($000) $2,250,308 Avg Close — Range —
Q3 2016
Shares 2,219,000 Value ($000) $2,266,930 Avg Close — Range —
Q2 2016
Shares 2,239,000 Value ($000) $2,269,115 Avg Close — Range —
Q1 2016
Shares 2,239,000 Value ($000) $2,194,108 Avg Close — Range —
Q4 2015
Shares 2,264,000 Value ($000) $2,232,304 Avg Close — Range —
Q3 2015
Shares 2,279,000 Value ($000) $2,278,932 Avg Close — Range —
Q2 2015
Shares 2,279,000 Value ($000) $2,290,737 Avg Close — Range —
Q1 2015
Shares 2,324,000 Value ($000) $2,362,346 Avg Close — Range —
Q4 2014
Shares 2,324,000 Value ($000) $2,313,077 Avg Close — Range —
Q3 2014
Shares 2,374,000 Value ($000) $2,436,579 Avg Close — Range —
Q1 2014
Shares 2,489,000 Value ($000) $2,619,921 Avg Close — Range —
Q4 2013
Shares 1,479,000 Value ($000) $1,551,767 Avg Close — Range —