PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q1 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q4 2015
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q3 2014
Shares 3,000 Value ($000) $3 Avg Close — Range —