PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

FDx Advisors, Inc.'s Holding History (CIK: 0001566601)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 21,000 Value ($000) $21 Avg Close — Range —
Q3 2016
Shares 21,000 Value ($000) $21 Avg Close — Range —
Q2 2016
Shares 21,000 Value ($000) $21 Avg Close — Range —