PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Private Advisor Group, LLC's Holding History (CIK: 0001567755)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 40,000 Value ($000) $40 Avg Close — Range —
Q2 2017
Shares 40,000 Value ($000) $40 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $40 Avg Close — Range —
Q4 2016
Shares 40,000 Value ($000) $41 Avg Close — Range —
Q1 2016
Shares 40,000 Value ($000) $39 Avg Close — Range —
Q4 2015
Shares 40,000 Value ($000) $39 Avg Close — Range —
Q3 2015
Shares 40,000 Value ($000) $40 Avg Close — Range —