PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

IRON Financial LLC's Holding History (CIK: 0001595509)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 400,000 Value ($000) $419 Avg Close — Range —
Q2 2016
Shares 375,000 Value ($000) $384 Avg Close — Range —
Q1 2016
Shares 390,000 Value ($000) $391 Avg Close — Range —
Q4 2015
Shares 390,000 Value ($000) $389 Avg Close — Range —
Q3 2015
Shares 370,000 Value ($000) $379 Avg Close — Range —
Q2 2015
Shares 370,000 Value ($000) $377 Avg Close — Range —
Q1 2015
Shares 370,000 Value ($000) $385 Avg Close — Range —
Q4 2014
Shares 370,000 Value ($000) $3,682 Avg Close — Range —
Q3 2014
Shares 320,000 Value ($000) $337 Avg Close — Range —
Q2 2014
Shares 295,000 Value ($000) $312 Avg Close — Range —
Q1 2014
Shares 285,000 Value ($000) $309 Avg Close — Range —