PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 600,000 Value ($000) $649 Avg Close — Range —
Q4 2013
Shares 600,000 Value ($000) $637 Avg Close — Range —