PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

WealthPLAN Partners, LLC's Holding History (CIK: 0001639943)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q2 2017
Shares 20,000 Value ($000) $20 Avg Close — Range —