PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 12,300,000 Value ($000) $12,439 Avg Close — Range —
Q4 2016
Shares 10,800,000 Value ($000) $11,002 Avg Close — Range —