PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

WELLS FARGO & COMPANY/MN's Holding History (CIK: 0000072971)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 162,000 Value ($000) $166 Avg Close — Range —
Q2 2016
Shares 1,421,000 Value ($000) $1,428 Avg Close — Range —
Q1 2016
Shares 21,000 Value ($000) $20 Avg Close — Range —
Q4 2015
Shares 21,000 Value ($000) $20 Avg Close — Range —
Q2 2014
Shares 53,000 Value ($000) $57 Avg Close — Range —