PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

BARCLAYS PLC's Holding History (CIK: 0000312069)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 240,000 Value ($000) $244 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $41 Avg Close — Range —
Q2 2017
Shares 955,000 Value ($000) $979 Avg Close — Range —
Q1 2017
Shares 708,000 Value ($000) $725 Avg Close — Range —
Q4 2016
Shares 1,068,000 Value ($000) $1,093 Avg Close — Range —
Q2 2016
Shares 374,000 Value ($000) $381 Avg Close — Range —
Q4 2015
Shares 778,000 Value ($000) $755 Avg Close — Range —
Q3 2015
Shares 369,000 Value ($000) $358 Avg Close — Range —
Q4 2014
Shares 3,516,000 Value ($000) $3,446 Avg Close — Range —
Q3 2014
Shares 5,334,000 Value ($000) $5,441 Avg Close — Range —
Q2 2014
Shares 48,000 Value ($000) $50 Avg Close — Range —