PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 2,220,000 Value ($000) $2,236 Avg Close — Range —
Q3 2017
Shares 3,720,000 Value ($000) $3,773 Avg Close — Range —
Q2 2017
Shares 3,000,000 Value ($000) $3,075 Avg Close — Range —
Q1 2017
Shares 3,500,000 Value ($000) $3,583 Avg Close — Range —
Q4 2016
Shares 3,500,000 Value ($000) $3,583 Avg Close — Range —
Q3 2016
Shares 3,500,000 Value ($000) $3,603 Avg Close — Range —
Q2 2016
Shares 3,500,000 Value ($000) $3,525 Avg Close — Range —
Q1 2016
Shares 3,500,000 Value ($000) $3,421 Avg Close — Range —
Q4 2015
Shares 3,500,000 Value ($000) $3,426 Avg Close — Range —
Q3 2015
Shares 3,500,000 Value ($000) $3,412 Avg Close — Range —
Q2 2015
Shares 3,500,000 Value ($000) $3,522 Avg Close — Range —
Q1 2015
Shares 3,500,000 Value ($000) $3,588 Avg Close — Range —
Q4 2014
Shares 3,500,000 Value ($000) $3,469 Avg Close — Range —
Q3 2014
Shares 3,500,000 Value ($000) $3,614 Avg Close — Range —
Q2 2014
Shares 3,500,000 Value ($000) $3,714 Avg Close — Range —
Q1 2014
Shares 3,500,000 Value ($000) $3,743 Avg Close — Range —
Q4 2013
Shares 3,000,000 Value ($000) $3,126 Avg Close — Range —
Q3 2013
Shares 4,000,000 Value ($000) $4,092 Avg Close — Range —