PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 159,650 Value ($000) $159 Avg Close — Range —
Q3 2017
Shares 159,259 Value ($000) $158 Avg Close — Range —
Q2 2017
Shares 160,925 Value ($000) $160 Avg Close — Range —
Q1 2017
Shares 160,731 Value ($000) $160 Avg Close — Range —
Q4 2016
Shares 181,206 Value ($000) $180 Avg Close — Range —
Q3 2016
Shares 151,410 Value ($000) $151 Avg Close — Range —
Q2 2016
Shares 165,240 Value ($000) $165 Avg Close — Range —
Q1 2016
Shares 177,585 Value ($000) $177 Avg Close — Range —
Q4 2015
Shares 341,469 Value ($000) $340 Avg Close — Range —
Q3 2015
Shares 85,800 Value ($000) $86 Avg Close — Range —
Q2 2015
Shares 58,073 Value ($000) $58 Avg Close — Range —
Q1 2015
Shares 51,000 Value ($000) $51 Avg Close — Range —