PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 24,800,000 Value ($000) $25,390,240 Avg Close — Range —
Q4 2016
Shares 25,800,000 Value ($000) $26,447 Avg Close — Range —
Q3 2016
Shares 25,800,000 Value ($000) $26,548 Avg Close — Range —
Q2 2016
Shares 27,800,000 Value ($000) $27,874 Avg Close — Range —
Q1 2016
Shares 27,800,000 Value ($000) $27,007 Avg Close — Range —
Q4 2015
Shares 27,300,000 Value ($000) $26,582 Avg Close — Range —
Q3 2015
Shares 26,300,000 Value ($000) $25,689 Avg Close — Range —
Q2 2015
Shares 25,300,000 Value ($000) $25,374 Avg Close — Range —
Q1 2015
Shares 22,600,000 Value ($000) $23,062 Avg Close — Range —
Q4 2014
Shares 21,900,000 Value ($000) $21,687 Avg Close — Range —
Q3 2014
Shares 21,900,000 Value ($000) $22,476 Avg Close — Range —
Q2 2014
Shares 21,900,000 Value ($000) $23,134 Avg Close — Range —
Q1 2014
Shares 16,900,000 Value ($000) $18,010 Avg Close — Range —
Q4 2013
Shares 15,900,000 Value ($000) $16,823 Avg Close — Range —
Q3 2013
Shares 12,900,000 Value ($000) $13,288 Avg Close — Range —