PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 6,557,000 Value ($000) $6,639 Avg Close — Range —
Q3 2017
Shares 6,872,000 Value ($000) $6,984 Avg Close — Range —
Q2 2017
Shares 6,721,000 Value ($000) $6,898 Avg Close — Range —
Q1 2017
Shares 7,598,000 Value ($000) $7,760 Avg Close — Range —
Q4 2016
Shares 6,342,000 Value ($000) $6,489 Avg Close — Range —
Q3 2016
Shares 6,208,000 Value ($000) $6,379 Avg Close — Range —
Q2 2016
Shares 6,947,000 Value ($000) $6,977 Avg Close — Range —
Q1 2016
Shares 6,830,000 Value ($000) $6,501 Avg Close — Range —
Q4 2015
Shares 7,027,000 Value ($000) $6,833 Avg Close — Range —
Q3 2015
Shares 110,000 Value ($000) $108 Avg Close — Range —
Q1 2015
Shares 88,000 Value ($000) $90 Avg Close — Range —