PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

ZAZOVE ASSOCIATES LLC's Holding History (CIK: 0001009012)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 3,611,000 Value ($000) $3,525 Avg Close — Range —
Q2 2015
Shares 3,611,000 Value ($000) $3,629 Avg Close — Range —
Q1 2015
Shares 7,111,000 Value ($000) $7,271 Avg Close — Range —
Q4 2014
Shares 7,361,000 Value ($000) $7,361 Avg Close — Range —
Q3 2014
Shares 36,440,000 Value ($000) $37,533 Avg Close — Range —
Q2 2014
Shares 37,440,000 Value ($000) $39,780 Avg Close — Range —
Q1 2014
Shares 38,990,000 Value ($000) $41,768 Avg Close — Range —
Q4 2013
Shares 40,515,000 Value ($000) $42,897 Avg Close — Range —
Q3 2013
Shares 40,625,000 Value ($000) $41,767 Avg Close — Range —