PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

TD Asset Management Inc's Holding History (CIK: 0001056053)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 16,468,000 Value ($000) $16,941 Avg Close — Range —
Q4 2016
Shares 16,468,000 Value ($000) $16,941 Avg Close — Range —
Q3 2016
Shares 16,468,000 Value ($000) $17,044 Avg Close — Range —
Q2 2016
Shares 16,468,000 Value ($000) $16,880 Avg Close — Range —
Q1 2016
Shares 16,468,000 Value ($000) $16,087 Avg Close — Range —
Q4 2015
Shares 16,468,000 Value ($000) $16,118 Avg Close — Range —
Q3 2015
Shares 6,486,000 Value ($000) $6,356 Avg Close — Range —
Q2 2015
Shares 6,486,000 Value ($000) $6,527 Avg Close — Range —