PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 3,450,000 Value ($000) $3,685 Avg Close — Range —
Q4 2013
Shares 4,450,000 Value ($000) $4,699 Avg Close — Range —
Q3 2013
Shares 5,016,000 Value ($000) $5,151 Avg Close — Range —
Q2 2013
Shares 4,850,000 Value ($000) $5,055 Avg Close — Range —