PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

AVIVA PLC's Holding History (CIK: 0001140022)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 465,000 Value ($000) $479 Avg Close — Range —
Q3 2016
Shares 450,000 Value ($000) $464 Avg Close — Range —
Q2 2016
Shares 1,350,000 Value ($000) $1,384 Avg Close — Range —
Q1 2016
Shares 1,350,000 Value ($000) $1,316 Avg Close — Range —
Q4 2015
Shares 1,350,000 Value ($000) $1,316 Avg Close — Range —
Q3 2015
Shares 1,350,000 Value ($000) $1,320 Avg Close — Range —
Q2 2015
Shares 1,350,000 Value ($000) $1,352 Avg Close — Range —
Q1 2015
Shares 1,350,000 Value ($000) $1,386 Avg Close — Range —
Q4 2014
Shares 1,350,000 Value ($000) $1,352 Avg Close — Range —
Q3 2014
Shares 1,350,000 Value ($000) $1,395 Avg Close — Range —
Q2 2014
Shares 1,350,000 Value ($000) $1,437 Avg Close — Range —
Q1 2014
Shares 1,350,000 Value ($000) $1,439 Avg Close — Range —
Q4 2013
Shares 1,350,000 Value ($000) $1,426 Avg Close — Range —
Q3 2013
Shares 1,350,000 Value ($000) $1,383 Avg Close — Range —