PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 2,015,000 Value ($000) $2,123 Avg Close — Range —
Q3 2013
Shares 3,000,000 Value ($000) $3,058 Avg Close — Range —