PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 1,200,000 Value ($000) $1,203 Avg Close — Range —
Q3 2017
Shares 1,200,000 Value ($000) $1,212 Avg Close — Range —
Q2 2017
Shares 1,200,000 Value ($000) $1,224 Avg Close — Range —
Q1 2017
Shares 1,200,000 Value ($000) $1,246 Avg Close — Range —
Q4 2016
Shares 1,200,000 Value ($000) $1,234 Avg Close — Range —
Q3 2016
Shares 500,000 Value ($000) $516 Avg Close — Range —