PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

ENVESTNET ASSET MANAGEMENT INC's Holding History (CIK: 0001407543)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 134,000 Value ($000) $138 Avg Close — Range —
Q2 2014
Shares 37,000 Value ($000) $39 Avg Close — Range —
Q1 2014
Shares 17,000 Value ($000) $18 Avg Close — Range —
Q4 2013
Shares 2,000 Value ($000) $2 Avg Close — Range —