PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 63,000 Value ($000) $63 Avg Close — Range —
Q3 2017
Shares 63,000 Value ($000) $63 Avg Close — Range —
Q2 2017
Shares 63,000 Value ($000) $63 Avg Close — Range —
Q1 2017
Shares 68,000 Value ($000) $68 Avg Close — Range —
Q4 2016
Shares 113,000 Value ($000) $114 Avg Close — Range —
Q3 2016
Shares 113,000 Value ($000) $114 Avg Close — Range —
Q2 2016
Shares 138,000 Value ($000) $139 Avg Close — Range —
Q1 2016
Shares 143,000 Value ($000) $141 Avg Close — Range —