PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

BCWM, LLC's Holding History (CIK: 0001542165)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 2,441,000 Value ($000) $2,477 Avg Close — Range —
Q2 2017
Shares 2,441,000 Value ($000) $2,502 Avg Close — Range —
Q1 2017
Shares 2,441,000 Value ($000) $2,499 Avg Close — Range —
Q4 2016
Shares 5,455,000 Value ($000) $5,592 Avg Close — Range —
Q3 2016
Shares 988,000 Value ($000) $1,017 Avg Close — Range —
Q2 2016
Shares 993,000 Value ($000) $996 Avg Close — Range —
Q1 2016
Shares 993,000 Value ($000) $965 Avg Close — Range —
Q3 2015
Shares 999,000 Value ($000) $976 Avg Close — Range —