PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

FDx Advisors, Inc.'s Holding History (CIK: 0001566601)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2017
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2017
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q4 2016
Shares 22,000 Value ($000) $23 Avg Close — Range —
Q3 2016
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2016
Shares 11,000 Value ($000) $11 Avg Close — Range —