PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

IRON Financial LLC's Holding History (CIK: 0001595509)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 500,000 Value ($000) $514 Avg Close — Range —
Q1 2016
Shares 500,000 Value ($000) $490 Avg Close — Range —
Q4 2015
Shares 500,000 Value ($000) $498 Avg Close — Range —
Q3 2015
Shares 500,000 Value ($000) $491 Avg Close — Range —