PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

IPG Investment Advisors LLC's Holding History (CIK: 0001602237)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 60,000 Value ($000) $61,013 Avg Close — Range —
Q3 2017
Shares 60,000 Value ($000) $60,863 Avg Close — Range —
Q2 2017
Shares 60,000 Value ($000) $61,500 Avg Close — Range —
Q1 2017
Shares 60,000 Value ($000) $61,425 Avg Close — Range —
Q4 2016
Shares 60,000 Value ($000) $61,425 Avg Close — Range —
Q3 2016
Shares 60,000 Value ($000) $61,800 Avg Close — Range —
Q2 2016
Shares 60,000 Value ($000) $61,200 Avg Close — Range —