PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 9,250,000 Value ($000) $9,472 Avg Close — Range —
Q4 2016
Shares 8,500,000 Value ($000) $8,713 Avg Close — Range —