PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAL6 Class: NOTE 5.750% 3/1

PIER 88 INVESTMENT PARTNERS LLC's Holding History (CIK: 0001697366)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 7,015,000 Value ($000) $7,133 Avg Close — Range —
Q3 2017
Shares 7,015,000 Value ($000) $7,116 Avg Close — Range —
Q2 2017
Shares 8,850,000 Value ($000) $9,071 Avg Close — Range —
Q1 2017
Shares 8,850,000 Value ($000) $9,060 Avg Close — Range —
Q4 2016
Shares 2,850,000 Value ($000) $2,875 Avg Close — Range —