PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

COMMONWEALTH EQUITY SERVICES, LLC's Holding History (CIK: 0000312272)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 152,000 Value ($000) $152 Avg Close — Range —
Q3 2018
Shares 152,000 Value ($000) $152 Avg Close — Range —
Q2 2018
Shares 152,000 Value ($000) $154 Avg Close — Range —
Q1 2018
Shares 198,000 Value ($000) $201 Avg Close — Range —
Q4 2017
Shares 221,000 Value ($000) $226 Avg Close — Range —