PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 3,500,000 Value ($000) $3,566 Avg Close — Range —
Q4 2017
Shares 4,000,000 Value ($000) $4,090 Avg Close — Range —
Q3 2017
Shares 4,000,000 Value ($000) $4,090 Avg Close — Range —
Q2 2017
Shares 4,000,000 Value ($000) $4,130 Avg Close — Range —
Q1 2017
Shares 4,000,000 Value ($000) $4,100 Avg Close — Range —
Q4 2016
Shares 4,000,000 Value ($000) $4,095 Avg Close — Range —
Q3 2016
Shares 4,000,000 Value ($000) $4,107 Avg Close — Range —
Q2 2016
Shares 4,000,000 Value ($000) $4,000 Avg Close — Range —
Q1 2016
Shares 4,000,000 Value ($000) $3,740 Avg Close — Range —
Q4 2015
Shares 2,000,000 Value ($000) $1,912 Avg Close — Range —
Q3 2015
Shares 2,000,000 Value ($000) $1,924 Avg Close — Range —
Q2 2015
Shares 2,000,000 Value ($000) $2,008 Avg Close — Range —
Q1 2015
Shares 3,000,000 Value ($000) $3,060 Avg Close — Range —
Q4 2014
Shares 3,000,000 Value ($000) $2,981 Avg Close — Range —
Q3 2014
Shares 3,000,000 Value ($000) $3,094 Avg Close — Range —
Q2 2014
Shares 3,000,000 Value ($000) $3,131 Avg Close — Range —
Q1 2014
Shares 3,000,000 Value ($000) $3,163 Avg Close — Range —