PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 97,000 Value ($000) $97 Avg Close — Range —
Q3 2018
Shares 97,000 Value ($000) $98 Avg Close — Range —
Q2 2018
Shares 77,000 Value ($000) $78 Avg Close — Range —
Q1 2018
Shares 77,000 Value ($000) $78 Avg Close — Range —
Q4 2017
Shares 77,000 Value ($000) $79 Avg Close — Range —
Q3 2017
Shares 62,000 Value ($000) $6,386 Avg Close — Range —
Q2 2017
Shares 62,000 Value ($000) $64 Avg Close — Range —
Q1 2017
Shares 62,000 Value ($000) $63 Avg Close — Range —
Q4 2016
Shares 45,000 Value ($000) $46 Avg Close — Range —
Q3 2016
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q2 2016
Shares 15,000 Value ($000) $14 Avg Close — Range —
Q1 2016
Shares 15,000 Value ($000) $13 Avg Close — Range —
Q4 2015
Shares 15,000 Value ($000) $14 Avg Close — Range —
Q3 2015
Shares 15,000 Value ($000) $14 Avg Close — Range —