PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,024,000 Value ($000) $988 Avg Close — Range —
Q2 2015
Shares 1,353,000 Value ($000) $1,363 Avg Close — Range —
Q1 2015
Shares 4,353,000 Value ($000) $4,427 Avg Close — Range —
Q4 2014
Shares 8,056,000 Value ($000) $8,030 Avg Close — Range —
Q3 2014
Shares 6,516,000 Value ($000) $6,728 Avg Close — Range —
Q2 2014
Shares 7,063,000 Value ($000) $7,279 Avg Close — Range —
Q1 2014
Shares 5,959,000 Value ($000) $6,300 Avg Close — Range —
Q4 2013
Shares 2,459,000 Value ($000) $2,557 Avg Close — Range —