PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 268,000 Value ($000) $271 Avg Close — Range —
Q3 2014
Shares 1,518,000 Value ($000) $1,565 Avg Close — Range —
Q2 2014
Shares 1,518,000 Value ($000) $1,584 Avg Close — Range —
Q1 2014
Shares 235,000 Value ($000) $245 Avg Close — Range —