PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

INCOME RESEARCH & MANAGEMENT's Holding History (CIK: 0001165830)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 10,303,000 Value ($000) $10,325 Avg Close — Range —
Q3 2018
Shares 10,791,000 Value ($000) $10,855 Avg Close — Range —
Q2 2018
Shares 10,791,000 Value ($000) $10,962 Avg Close — Range —
Q1 2018
Shares 10,791,000 Value ($000) $10,994 Avg Close — Range —
Q4 2017
Shares 10,791,000 Value ($000) $11,034 Avg Close — Range —
Q3 2017
Shares 10,791,000 Value ($000) $11,115 Avg Close — Range —
Q2 2017
Shares 10,791,000 Value ($000) $11,142 Avg Close — Range —
Q1 2017
Shares 10,791,000 Value ($000) $11,061 Avg Close — Range —
Q4 2016
Shares 12,928,000 Value ($000) $13,235 Avg Close — Range —
Q3 2016
Shares 16,407,000 Value ($000) $16,817 Avg Close — Range —
Q2 2016
Shares 16,719,000 Value ($000) $16,500 Avg Close — Range —
Q1 2016
Shares 17,644,000 Value ($000) $16,508 Avg Close — Range —
Q4 2015
Shares 17,644,000 Value ($000) $16,784 Avg Close — Range —
Q3 2015
Shares 19,327,000 Value ($000) $18,554 Avg Close — Range —
Q2 2015
Shares 19,327,000 Value ($000) $19,303 Avg Close — Range —
Q1 2015
Shares 19,777,000 Value ($000) $20,074 Avg Close — Range —
Q4 2014
Shares 19,777,000 Value ($000) $19,555 Avg Close — Range —
Q3 2014
Shares 19,777,000 Value ($000) $20,296 Avg Close — Range —
Q2 2014
Shares 19,777,000 Value ($000) $20,778 Avg Close — Range —
Q1 2014
Shares 19,777,000 Value ($000) $20,791 Avg Close — Range —