PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 11,441,000 Value ($000) $11,677 Avg Close — Range —
Q2 2016
Shares 11,627,000 Value ($000) $11,563 Avg Close — Range —
Q1 2016
Shares 13,141,000 Value ($000) $12,287 Avg Close — Range —