PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 543,000 Value ($000) $544 Avg Close — Range —
Q3 2018
Shares 563,000 Value ($000) $566 Avg Close — Range —
Q2 2018
Shares 608,000 Value ($000) $616 Avg Close — Range —
Q1 2018
Shares 653,000 Value ($000) $667 Avg Close — Range —
Q4 2017
Shares 455,000 Value ($000) $465 Avg Close — Range —
Q3 2017
Shares 295,000 Value ($000) $302 Avg Close — Range —
Q2 2017
Shares 295,000 Value ($000) $305 Avg Close — Range —
Q1 2017
Shares 275,000 Value ($000) $282 Avg Close — Range —
Q4 2016
Shares 230,000 Value ($000) $235 Avg Close — Range —
Q3 2016
Shares 250,000 Value ($000) $256 Avg Close — Range —
Q2 2016
Shares 60,000 Value ($000) $60 Avg Close — Range —
Q1 2016
Shares 210,000 Value ($000) $196 Avg Close — Range —
Q4 2015
Shares 430,000 Value ($000) $411 Avg Close — Range —
Q3 2015
Shares 315,000 Value ($000) $304 Avg Close — Range —