PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 58,000 Value ($000) $58 Avg Close — Range —
Q3 2018
Shares 58,000 Value ($000) $58 Avg Close — Range —
Q2 2018
Shares 58,000 Value ($000) $59 Avg Close — Range —
Q1 2018
Shares 58,000 Value ($000) $59 Avg Close — Range —
Q4 2017
Shares 10,000 Value ($000) $10 Avg Close — Range —