PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q3 2018
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q2 2018
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q1 2018
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q4 2017
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q3 2017
Shares 20,000 Value ($000) $21 Avg Close — Range —
Q2 2017
Shares 20,000 Value ($000) $21 Avg Close — Range —
Q1 2017
Shares 70,000 Value ($000) $72 Avg Close — Range —
Q4 2016
Shares 70,000 Value ($000) $72 Avg Close — Range —
Q3 2016
Shares 70,000 Value ($000) $72 Avg Close — Range —
Q2 2016
Shares 70,000 Value ($000) $69 Avg Close — Range —
Q1 2016
Shares 20,000 Value ($000) $19 Avg Close — Range —
Q4 2015
Shares 20,000 Value ($000) $19 Avg Close — Range —
Q3 2015
Shares 20,000 Value ($000) $19 Avg Close — Range —