PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAM4 Class: GLOBAL

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 2,458,000 Value ($000) $2,459 Avg Close — Range —
Q3 2018
Shares 2,513,000 Value ($000) $2,519 Avg Close — Range —
Q2 2018
Shares 2,615,000 Value ($000) $2,636 Avg Close — Range —
Q1 2018
Shares 3,197,000 Value ($000) $3,238 Avg Close — Range —
Q4 2017
Shares 3,239,000 Value ($000) $3,303 Avg Close — Range —
Q3 2017
Shares 3,774,000 Value ($000) $3,886 Avg Close — Range —
Q2 2017
Shares 3,801,000 Value ($000) $3,917 Avg Close — Range —
Q1 2017
Shares 3,841,000 Value ($000) $3,935 Avg Close — Range —
Q4 2016
Shares 3,841,000 Value ($000) $3,919 Avg Close — Range —
Q3 2016
Shares 4,036,000 Value ($000) $4,136 Avg Close — Range —
Q2 2016
Shares 4,091,000 Value ($000) $4,056 Avg Close — Range —
Q1 2016
Shares 4,151,000 Value ($000) $3,882 Avg Close — Range —
Q3 2015
Shares 3,646,000 Value ($000) $3,505 Avg Close — Range —
Q2 2015
Shares 635,000 Value ($000) $634 Avg Close — Range —
Q1 2015
Shares 3,163,000 Value ($000) $3,210 Avg Close — Range —
Q4 2014
Shares 3,283,000 Value ($000) $3,246 Avg Close — Range —
Q3 2014
Shares 2,850,000 Value ($000) $2,925 Avg Close — Range —